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Supporting individuals and businesses through disputes involving regulatory bodies.

Regulatory

What is a regulatory dispute?

A regulatory dispute is a disagreement between an individual or business and a government body over the interpretation, application or compliance with regulatory requirements. 

Whether your dispute involves investigations, sanctions or dawn raids, our goal is to resolve it fairly and efficiently, often without the need for court proceedings.

Where do regulatory disputes arise?

These disputes typically stem from misinterpretation or misalignment with regulatory requirements, licensing decisions or compliance obligations or enforcement actions. 

What are key regulatory dispute resolution methods?

Investigations

Investigations are detailed reviews carried out by regulators to ensure compliance with laws and regulations. We can help you prepare for investigations while protecting your rights and reputation.

Sanctions

Sanctions are penalties or enforcement actions imposed by regulators to ensure compliance with laws and regulations. They can include fines, restrictions or other measures to correct unlawful behaviour. 

We can negotiate on your behalf during sanction enforcements.

Dawn Raids

A dawn raids is an unexpected inspection conducted by regulators designed to gather evidence quickly. We can help you prepare for and navigate such events.

What our clients say
A brilliant and wonderful firm to work with to handle your case. I have found them consistently knowledgeable and helpful, taking time to explain things in a simple way to ensure that I fully understood the matters being discussed. They have always been professional and approachable, and meetings have been handled in an efficient and friendly manner.
Branch Austin McCormick have a collection of fine family lawyers who have a natural commitment to non-court dispute resolution

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